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regions bank chief compliance officer

The Chief Compliance Officer | Deloitte US Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Danella earned a bachelors degree in Economics and English from Vanderbilt. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Prior to assuming her current role, she was named associate director of investor relations in 2010. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. and BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. C. Keith Herron This 32-page document allows for easier reading and reference. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. and Discover the four best practice approaches in investigation management. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Executive Vice President Regions Investment Solutions is a marketing name of Cetera Investment Services. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Treasurer. Regions Investment Solutions is a marketing name of Cetera Investment Services. He began his career at Crestar Mortgage. Brett D. Couch Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Birmingham's largest bank has added a new leader to its ranks. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. and He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. You should consult privacy disclosures at the linked website for further information. By Jeremy King | February 9, 2021. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. She leads the companys Legal, Government Affairs, and Corporate Governance departments. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Senior Executive Vice President Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Andrew Nix will join Regions as chief governance officer on March 17. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. All Rights Reserved. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Senior Executive Vice President President, Regions Foundation. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. 8 a.m. 7 p.m. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Youre about to leave Regions to use an external site. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Chief Risk Officer . The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Head of Strategic Planning & Corporate Development. By clicking the "Access Your Download" button, you are agreeing to the He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Nix will report to Tara Plimpton, chief legal officer for the bank. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. General Counsel and Corporate Secretary. Jeremy D. King Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. John M. Turner, Jr. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Head of Corporate Responsibility and Community Engagement. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Additionally, he served as a member of RMAs Regulatory Relations Committee. Save time and execute with confidence when creating your strategic plan for compliance. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. M. Deron Smithy Management | Regions Financial Corporation Barb Godin Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). New compliance officers face an overwhelming amount of tasks during their first few months. Head of Enterprise Operations. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He was named president in December 2017. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Executive Vice President Smith began his banking career at Deposit Guaranty as a management trainee. First Horizon Bank. Gartner Terms of Use Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Corporate Banking Division Head. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Kate R. Danella Additional information about Regions and its full line of products and services can be found at www.regions.com. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Chief Operating Officer. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Corporate governance is my passion. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. In addition, he helped large banks build out their big data and data science roadmaps. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Bill Ritter serves as Head of the Wealth Management group. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Please refine your filters to display data. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. He is also a member of the United Ways Tocqueville Society. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Chief Data and Analytics Officer. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Ronald G. Smith Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank.

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